He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Before joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.7 trillion in assets, in various leadership roles in sales, strategy, client services and marketing. Corporate Banking Division Head. Fill out the form to connect with a representative and learn more. Smithy started his career with First Union Bank of Florida as the Central Florida Region Controller in Jacksonville, Florida. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. Nationally, he has served on the ABA Standing Committee of the Federal Judiciary (Eleventh District) and the Standing Committee on Alternative Dispute Resolution. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. Executive Vice President Senior Executive Vice President David R. Keenan His primary focus was financial institutions. Head of Commercial Banking. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission., Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work. Owen holds a bachelors degree in Aviation Management from Auburn University School of Engineering. Herron has served in senior risk and business roles, including Head of Credit Review and Area President for North Alabama, East Tennessee and Middle Tennessee. Innovation. Experience. Leadership. Regions Bank Names Dan - Yahoo! Senior Executive Vice President In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. Advisory Services are offered through Cetera Investment Advisers LLC. Leading compliance programs use the investigations process to foster a sense of organizational justice and combat a fear of retaliation. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Privacy Policy. About Regions Financial Corporation Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Nix will report to Tara Plimpton, chief legal officer for the bank. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Horton joined Regions Management Training Program in 1973 and has served in various roles throughout the bank's branch system. She is also a member of the Rotary Club of Greater Birmingham. All rights reserved. In addition, Nolan oversees competitive and strategic analysis. Gartner is a trusted advisor and objective resource for more than 15,000 enterprises. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. Leadership Team and Board of Directors - First Horizon Bank Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. He is also a member of the United Ways Tocqueville Society. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Senior Executive Vice President From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currencys Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Chief Financial Officer. Danella earned a bachelors degree in Economics and English from Vanderbilt. Building a detailed plan. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . Danella earned a bachelors degree in Economics and English from Vanderbilt. For bank chief risk officers, no room for error in compliance Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Couch earned a bachelors degree in Corporate Finance from the University of Alabama. BIRMINGHAM, Ala. - Feb. 9, 2021 - Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. jsbacContactjsbacContact Plimpton received a bachelors degree in International Relations from the University of Nevada and holds a Juris Doctor from Georgetown University. Brett D. Couch Senior Executive Vice President Senior Executive Vice President Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. She leads all institutional, retail and fixed income investor relations functions. Bill Horton serves as the Head of commercial banking and is a member of the Executive Leadership Team for Regions. Regions Bank is an Equal Housing Lender and Member FDIC. Senior Executive Vice President She leads a team responsible for enterprise-wide strategic planning; mergers, acquisitions, and divestitures; and corporate development. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. To ensure the most secure and best overall experience on our website, we recommend the latest versions of. Tammy Ridley, SVP, CAMS - Chief Compliance Officer - Regions - LinkedIn Most recently, Danella served as Head of Private Wealth Management. During her career at Capital Group, she was a senior sales and service leader for Capitals institutional business, senior marketing leader for the global marketing organization, and strategy and business manager for the American Funds mutual fund business. Responsibilities include providing perspective on existing and emerging risks, advancing portfolio-shaping strategies, developing and overseeing credit policies, maintaining an active concentration limit framework and supporting a strong capital and liquidity platform. An effective compliance program manages corporate compliance with strategic and legal requirements and the principles of ethical culture. Executive Vice President C. Keith Herron Prior to joining Regions, she was at KeyBank and served as executive vice president and chief consumer risk officer with responsibility for policy, risk scoring and analytics as well as collections. C. Ward Cheatham Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. BIRMINGHAM, Ala.--(BUSINESS WIRE)--Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. She was responsible for leading a team of Private Wealth Management professionals providing banking, trust and investment management services to affluent and high-net-worth individuals and families. 2023 Regions Bank. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting, accounting, and mergers and acquisitions. He leads the companys Executive Leadership Team. Save time and execute with confidence when creating your strategic plan for compliance. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. Regions Financial's Chief Operating Officer John Owen to retire C. Matthew Lusco Management Bios | Regions Financial Corporation 2023Gartner, Inc. and/or its affiliates. Anthony Restel President, Regional Banking . Nix commits much of his time to community engagement and professional organizations. He began his career in the Jackson, Mississippi office of Arthur Andersen. John B. Owen Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. First Horizon Bank. September 13 Law and regulation She is a member of the companys Executive Leadership Team. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. For Bank Chief Risk Officers, No Room for Error in Compliance Most recently, he held the position of South Region President, overseeing banking operations for Alabama, Mississippi, South Louisiana and the Florida Panhandle. Nolan joined Regions in 1989. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, the Debt Products Organization, and Corporate Banking Group Administration. Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. While stationed in Karlsruhe, Germany, Keenan was deployed during Operation Desert Storm where he was recognized with multiple leadership awards for his service. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . Abrahams previously served with SunTrust Bank as President and CEO of the companys Hampton Roads region in Virginia and held roles as the retail banking executive and central group retail line of business leader. Nolan earned a bachelors degree in business from the University of Alabama at Birmingham, and is a graduate of the Bank Administrative Institutes Graduate School of Bank Financial Management at Vanderbilt University in Nashville, Tennessee. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, Credit Products group, and Corporate Banking Group Administration. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. To ensure the most secure and best overall experience on our website we recommend the latest versions of, Internet Explorer is no longer supported. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . Andrews experience and insights will help us build on these accomplishments. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. M. Deron Smithy Prior to joining Regions, Lusco was managing partner in KPMG's offices in Birmingham, Alabama and Memphis, Tennessee. Embed controls to reduce risk in a hybrid work environment. Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. BIRMINGHAM, Ala., May 04, 2022--Regions Bank announced Dan Massey will join the company as Chief Enterprise Operations and Technology Officer. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. You should consult privacy disclosures at the linked website for further information. In addition, he helped large banks build out their big data and data science roadmaps. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. Gartner Terms of Use Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Danella joined Regions in 2015 as the Wealth Strategy and Effectiveness Executive, responsible for overseeing the development and implementation of business strategies across the Regions Wealth Management Group. and In this capacity, he was a key member of the leadership team which led the bank through the 2008 financial crisis, subsequently creating an industry-leading organizational culture as recognized by Gallups Exceptional Workplace Award six years in a row. Additional information about Regions and its full line of products and services can be found at www.regions.com. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Additionally, he served as a member of RMAs Regulatory Relations Committee. 427 Loan Officers in Tempe, AZ Directory - Trustoria.com He is also a member of the companys Executive Leadership Team. Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. Before joining KPMG, Lusco was with Arthur Andersens Birmingham, Alabama, office and was managing partner. Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer Santander Chief Compliance Officer Salaries in Braunton Prior to assuming his current role Cheatham served as Commercial Banking Executive for the North Central Alabama Area. Meet Andrew Nix. Senior Executive Vice President Boots Gale, III is general counsel and corporate secretary for Regions. 8 a.m. 5 p.m. GMT . Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions.